Cases
Search U.S. court opinions (CourtListener / Free Law Project), or resolve a reporter citation to its case via the Caselaw Access Project. Facts only — name, court, date, status, citation count. Never a holding-summary.
6 opinions for “United States Securities and Exchange Commission v. St. Anselm Exploration Co.”
MEMORANDUM OPINION AND ORDER BLACKBURN, District Judge. This case came before me for trial to the court from July 23 through August 2, 2012, on the claims of plaintiff, United States Securities and Exchange Commission (SEC), for misrepresentation pursuant to section 17(a)(2) of the Securities Act of 19331 and SEC Rule 10b-5(b)2 promulgated under
Securities & Exchange Commission v. Sullivanpublic domain
ORDER GRANTING DOC. 90, PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT Kane, Senior District Judge. I. INTRODUCTION This matter is part of a civil enforcement action by the Securities and Exchange Commission (“SEC”) against Bridge Premium Finance, LLC (“BPF”), Micheál J. Turnock, and William P. Sullivan II. The claims against BPF and Mr. Turnock were disposed of by consented stipulation a
Securities & Exchange Commission v. Goldstonepublic domain
MEMORANDUM OPINION AND ORDER1 JAMES 0. BROWNING, District Judge. THIS MATTER comes before the Court on: (i) the Motion to Dismiss on Behalf of Defendants Larry Goldstone and Clarence G. Simmons and Memorandum of Law in Support, filed May 21, 2012 (Doc. 35)(“Goldstone & Simmons MTD”); (ii) the Defendant Jane Starrett’s Motion to Dismiss and Memorandum of P
STEPHEN H. ANDERSON, Circuit Judge. This case raises the question of whether a 1907-08 addition to the Navajo Reservation of nearly 1.9 million acres in northwestern New Mexico was terminated by two Executive Orders issued in 1908 and 1911. * The plain tiff-appellant is the Pitts-burg and Midway Coal Mining Company (“
Sec. & Exch. Comm'n v. Mahabubpublic domain
William J. Martinez, United States District Judge This is a securities fraud case that Plaintiff Securities and Exchange Commission ("SEC") has brought against Taj "Jerry" Mahabub ("Mahabub") and the company he founded, GenAudio, Inc. ("GenAudio") (together, "Defendants"). The SEC asserts various theories of liability under the Securities Act of 1933 ("Securities Act"), 15 U.S.C. §§ 77a et seq. , and the Securities Exchange
SFF-TIR, LLC v. Stephensonpublic domain
MEMORANDUM OPINION AND ORDER James O. Browning, UNITED STATES DISTRICT JUDGE THIS MATTER comes before the Court on: (i) the requests in the Plaintiffs’ Mo*867tion to Strike Affirmative Defenses, filed November 4, 2015 (Doc. 191)(“Plaintiffs’ Motion to Strike Affirmative Defenses”); (ii) the requests in the Defendants’ Motion for Summary Judgment on